PIMFA Consultation Responses

PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.

From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.

The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.

Past consultation responses from WMA and APFA can be accessed via their respective archives.

PIMFA Response to FCA CP23/24: Capital Deduction for RedressMarchFCAFCA

PIMFA response to CP26/23 – ‘Operational resilience: Critical third parties to the UK financial sector’JanuaryUK Regulation

DP23/5 Advice Guidance Boundary Review – proposals for closing the advice gapJanuary

PIMFA Response to FCA CP23/26: Implementing the Overseas Funds RegimeJanuaryFCAUK RegulationFCA

PIMFA response to Our 2024/25 Plans and Budget Consultation PaperFebruaryFOS

PIMFA response to the FCA Consultation on Guidance on the Anti-Greenwashing Rule (GC23/3)JanuaryFCAFCA

PIMFA response to the FCA Consultation Paper 23/20: Diversity and inclusion in the financial sector – working together to drive changeJanuaryFCAFCA

PIMFA written evidence to Home Affairs Committee Inquiry into FraudOctoberUK RegulationFinancial Crime

PIMFA’s response to HM Treasury Consultation on Reform of the AML/CTF Supervisory RegimeSeptemberHM TreasuryUK RegulationHMT